phase transition
Bounds on the computational complexity of neurons due to dendritic morphology
The simple linear threshold units used in many artificial neural networks have a limited computational capacity. Famously, a single unit cannot handle nonlinearly separable problems like XOR. In contrast, real neurons exhibit complex morphologies as well as active dendritic integration, suggesting that their computational capacities outperform those of simple linear units. Considering specific families of Boolean functions, we empirically examine the computational limits of single units that incorporate more complex dendritic structures. For random Boolean functions, we show that there is a phase transition in learnability as a function of the input dimension, with most random functions below a certain critical dimension being learnable and those above not.
From Information to Generative Exponent: Learning Rate Induces Phase Transitions in SGD
To understand feature learning dynamics in neural networks, recent theoretical works have focused on gradient-based learning of Gaussian single-index models, where the label is a nonlinear function of a latent one-dimensional projection of the input. While the sample complexity of online SGD is determined by the information exponent of the link function, recent works improved this by performing multiple gradient steps on the same sample with different learning rates -- yielding a non-correlational update rule -- and instead are limited by the (potentially much smaller) generative exponent. However, this picture is only valid when these learning rates are sufficiently large. In this paper, we characterize the relationship between learning rate(s) and sample complexity for a broad class of gradient-based algorithms that encapsulates both correlational and non-correlational updates. We demonstrate that, in certain cases, there is a phase transition from an "information exponent regime" with small learning rate to a "generative exponent regime" with large learning rate. Our framework covers prior analyses of one-pass SGD and SGD with batch reuse, while also introducing a new layer-wise training algorithm that leverages a two-timescales approach (via different learning rates for each layer) to go beyond correlational queries without reusing samples or modifying the loss from squared error. Our theoretical study demonstrates that the choice of learning rate is as important as the design of the algorithm in achieving statistical and computational efficiency.
ACloser Look at NTKAlignment: Linking Phase Transitions in Deep Image Regression
Deep neural networks trained with gradient descent exhibit varying rates of learning for different patterns. However, the complexity of fitting models to data makes direct elucidation of the dynamics of learned patterns challenging. To circumvent this, many works have opted to characterize phases of learning through summary statistics known as order parameters. In this work, we propose a unifying framework for constructing order parameters based on the Neural Tangent Kernel (NTK), in which the relationship with the data set is more transparent. In particular, we derive a local approximation of the NTK for a class of deep regression models (SIRENs) trained to reconstruct natural images. In so doing, we analytically connect three seemingly distinct phase transitions: the emergence of wave patterns in residuals (a novel observation), loss rate collapse, and NTK alignment. Our results provide a dynamical perspective on the observed biases of SIRENs, and deep image regression models more generally.
Data Mixing Can Induce Phase Transitions in Knowledge Acquisition
Large Language Models (LLMs) are typically trained on data mixtures: most data come from web scrapes, while a small portion is curated from high-quality sources with dense domain-specific knowledge. In this paper, we show that when training LLMs on such data mixtures, knowledge acquisition from knowledge-dense datasets--unlike training exclusively on knowledge-dense data--does not always follow a smooth scaling law but can exhibit phase transitions with respect to the mixing ratio and model size. Through controlled experiments on a synthetic biography dataset mixed with web-scraped data, we demonstrate that: (1) as we increase the model size to a critical value, the model suddenly transitions from memorizing very few to most of the biographies; (2) below a critical mixing ratio, the model memorizes almost nothing even with extensive training, but beyond this threshold, it rapidly memorizes more biographies. We attribute these phase transitions to a capacity allocation phenomenon: a model with bounded capacity must act like a knapsack problem solver to minimize the overall test loss, and the optimal allocation across datasets can change discontinuously as the model size or mixing ratio varies. We formalize this intuition in an information-theoretic framework and reveal that these phase transitions are predictable, with the critical mixing ratio following a power-law relationship with the model size. Our findings highlight a concrete case where a good mixing recipe for large models may not be optimal for small models, and vice versa.
Phase Transitions in Attention: A Bayesian Theory of Copy Head Emergence
Lavie, Itay, Fischer, Kirsten, Lekov, Andrey, Van Maele, Frederic, Ringel, Zohar, Helias, Moritz
Attention is the key mechanism underlying in-context learning in transformers, and attention patterns have been observed empirically to emerge abruptly during training. We present a Bayesian theory of feature learning in attention; we then focus on how the copy subcircuit in the first layer of an induction head is learned by analyzing a single-layer softmax attention network trained on a copy task. We derive a closed-form posterior over the attention matrix and reduce it to a low-dimensional order parameter space. This reduction reveals a phase transition in the amount of training data, which we verify using both Bayesian sampling and standard training with Adam. We contrast our results with linear attention and find that softmax attention exhibits a \emph{first-order phase transition} while in linear attention an initial \emph{second-order phase transition} is followed by a smooth, continuous evolution toward the structured attention pattern (\emph{crossover}). Our work provides a first-principles theoretical account of the abrupt emergence of the copy subcircuit, reminiscent of the one observed in training large language models.
Does Weight Decay Enhance Training Stability?
Saether, Marius, Kolic, Amir, Poggio, Tomaso, Beneventano, Pierfrancesco
In modern deep learning, weight decay is often credited with "stabilizing" training dynamics, diverging from its classical role as a static regularization penalty. We investigate a fundamental question: *does weight decay stabilize training dynamics, and if so, through which mechanism?* Indeed, training stability is understood through different but related notions in the literature. We consider how weight decay affects the parameter-space dynamics and loss sharpness by analyzing its effects at the \emph{Edge of Stability} (EoS). We show that weight decay robustly slows *progressive sharpening}. Furthermore, we uncover a striking architecture-dependent phase transition. In CNNs, weight decay dampens the oscillations at the EoS, while in MLPs, increasing weight decay causes a phase transition in which the sharpness stabilizes at a threshold significantly below the theoretical $\frac{2}η$ boundary. We develop a mathematical framework that accurately models these phenomena and identify the global alignment of the parameter vector and the sharpness gradient as the mechanistic driver of the phase transition. Importantly, we show that these phenomena translate into stability in terms of search in function-space (NTK). Last, this shows that curvature thresholds obtained from convex/quadratic heuristics may not be reliable stability diagnostics under regularization.
Sharp feature-learning transitions and Bayes-optimal neural scaling laws in extensive-width networks
Nguyen, Minh-Toan, Barbier, Jean
We study the information-theoretic limits of learning a one-hidden-layer teacher network with hierarchical features from noisy queries, in the context of knowledge transfer to a smaller student model. We work in the high-dimensional regime where the teacher width $k$ scales linearly with the input dimension $d$ -- a setting that captures large-but-finite-width networks and has only recently become analytically tractable. Using a heuristic leave-one-out decoupling argument, validated numerically throughout, we derive asymptotically sharp characterizations of the Bayes-optimal generalization error and individual feature overlaps via a system of closed fixed-point equations. These equations reveal that feature learnability is governed by a sequence of sharp phase transitions: as data grows, teacher features become recoverable sequentially, each through a discontinuous jump in overlap. This sequential acquisition underlies a precise notion of \textit{effective width} $k_c$ -- the number of learnable features at a given data budget $n$ -- which unifies two distinct scaling regimes: a feature-learning regime in which the Bayes-optimal generalization error $\varepsilon^{\rm BO}$ scales as $ n^{1/(2β)-1}$, and a refinement regime in which it scales as $n^{-1}$, where $β>1/2$ is the exponent of the power-law feature hierarchy. Both laws collapse to the single relation $\varepsilon^{\rm BO}=Θ(k_c d/n)$. We further show empirically that a student trained with \textsc{Adam} near the effective width $k_c$ achieves these optimal scaling laws (up to a small algorithmic gap), and provide an information-theoretic account of the associated scaling in model size.
How Does Attention Help? Insights from Random Matrices on Signal Recovery from Sequence Models
We study the spectral properties of sample covariance matrices constructed from pooled sequence representations, where token embeddings are drawn from a fixed two-class Gaussian mixture table and pooled via (fixed) attention weights. Working in the high-dimensional regime $d,V,N\to\infty$ with $d/V\toδ$ and $d/N\toγ$, we derive exact characterizations of the limiting eigenvalue distribution, outlier eigenvalues, and eigenvector alignment with the hidden signal. The bulk spectrum follows a non-Marchenko--Pastur law given by the free multiplicative convolution $κ(MP_δ\boxtimes MP_γ)$, reflecting the finite vocabulary structure. Signal recovery undergoes two successive BBP-type phase transitions characterized by the scalars: $δ,γ,α=w^{\top} R w$ and $κ=\|w\|^2$, where $w$ denotes the attention pooling weights and $R$ the positional correlation matrix. An aftermath of our analysis demonstrates that the optimal attention weights maximizing the signal-to-noise ratio $α/κ$ are given by the (normalized) top eigenvector of $R$, and we show (as a particular case of our analysis) that parameter-free causal self-attention with $τ/d$ score scaling yields deterministic harmonic weights that improve signal recovery over mean pooling whenever early tokens carry more signal. Extensive simulations confirm sharp agreement between theory and finite-dimensional experiments.